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Dennis J Slamon, MD, PhD

Chief, Division of Hematology-Oncology.
Professor and Executive Vice Chair.
Department of Medicine;
Director of Clinical Research,
Jonsson Comprehensive Cancer Center

Director, Revlon/UCLA Women's Health
Research Program,
UCLA School of Medicine

Edited comments by Dr Slamon

Initial phase I/II trastuzumab trials

In the first group of treated patients, we measured blood chemistries and vital signs every few hours to look for any changes in critical organ function. There was particular concern about the kidneys and lungs. Yet, we did not see any toxicity other than a couple of patients developing fevers from the drug infusion. Fever was treated with acetaminophen and chills with diphenhydramine.

When we got to the highest dose levels, we saw a couple of responders. The initial trials were conducted with a mouse monoclonal antibody. We had to test the humanized form of the drug, and those phase I studies were also done at UCLA.

The phase II trials confirmed what the animal models predicted. Trastuzumab monotherapy, in refractory patients, appeared to have a 12% to 15% response rate.

Pivotal phase III trastuzumab trial

We used a combination of an anthracycline and cyclophosphamide, which was commonly used as first-line therapy in metastatic disease. For those patients who had received adjuvant doxorubicin, paclitaxel was utilized. Essentially, the patients were randomized to the best available standard chemotherapy plus or minus trastuzumab.

In the phase III trial, the addition of trastuzumab led to a significant improvement in response rate, response duration and time to progression, respectively. A little-known fact from that trial is that the highest response rate was seen in the anthracycline/cyclophosphamide/trastuzumab arm compared to the paclitaxel/trastuzumab arm. Paclitaxel/trastuzumab was ultimately included in the package label because of the toxicity encountered with the other arm.

We were very encouraged with the improvement in the median time to progression for the group receiving trastuzumab. Although it is only a threemonth improvement, it translates, ultimately, into a survival advantage. At four years of follow-up, trastuzumab decreases the relative risk of death by 30% in women with truly HER2-positive breast cancer — those who are FISH-positive.

Duration of response to trastuzumab

We have patients who are five and six years out from their initial response to trastuzumab; some are still on it, and others are not. Those still on trastuzumab were allowed, if they responded on the trial, to continue. Many patients had very advanced disease so when they had a complete response, some were reluctant to stop the trastuzumab.

There are also patients who have had complete responses and now are off treatment. The longest living survivor treated with trastuzumab was a patient in those phase I studies at UCLA. Initially, she had 16 nodules throughout her lungs and positive lymph nodes above the clavicle. It is now about nine and a half years since she received about four and a half months of trastuzumab.

Preclinical data on trastuzumab/chemotherapy combinations

Preclinical studies demonstrated that trastuzumab in combination with certain chemotherapeutic agents worked better than trastuzumab alone. The drugs commonly used to treat breast cancer — doxorubicin, paclitaxel, gemcitabine, methotrexate, vincristine and vinblastine — tended to be additive with trastuzumab, and 5-FU was less than additive.

The platinum salts — cisplatin and carboplatin — appeared to be the most synergistic. After the platinum salts came docetaxel, etoposide, vinorelbine and then the alkylating agents like cyclophosphamide. We wondered why there was a difference between paclitaxel and docetaxel since they both hit the same targets.

We learned that trastuzumab binds to the HER2 receptor and changes signaling so that there is a transient decrease in DNA repair. The platinum salts work by damaging DNA in a specific way, which is reparable by DNA repair mechanisms that are shut down significantly by trastuzumab. Docetaxel appears to be significantly superior to paclitaxel in the ability to induce programmed cell death. When trastuzumab and docetaxel are used together, the ability to induce programmed cell death is increased significantly. We do not see the same thing with paclitaxel.

Phase II trials of trastuzumab/chemotherapy combinations

Trastuzumab plus chemotherapy — in particular the platinum salts — gave us an objective response rate of 25%. Cisplatin alone in refractory breast cancer is very inactive and not used very often. It has a reported response rate of about 7%. But when combined with trastuzumab, which has a response rate of about 12%, there was more than an additive effect.

Cardiotoxicity with different chemotherapy combinations

When trastuzumab was used in combination with an anthracycline, there was a significant increase in cardiotoxicity. In the pivotal phase III trial, about half of the patients with cardiotoxicity had class I and II, and the other half had class III and IV. Doxorubicin alone is known to cause a 9% incidence of cardiotoxicity. Patients with clinical cardiotoxicity can be treated with diuretics and ACE inhibitors. When they improve, they can continue on trastuzumab. Or, if the trastuzumab is discontinued, their cardiac function can improve.

We believe the cardiotoxicity associated with paclitaxel/trastuzumab was probably a recall phenomenon because of the data from Chuck Vogel’s study in patients with HER2-positive disease who did not receive chemotherapy. Those patients were treated with trastuzumab alone, and the cardiac dysfunction rate was just under 4%. All were subclinical. Trastuzumab by itself, in a population of patients with minimal anthracycline exposure, was not a major cardiotoxin.

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Dennis J Slamon, MD, PhD
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