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Marc Citron, MD

Chief, Oncology
ProHEALTH Care Associates, LLP


Clinical Professor of Medicine,
Albert Einstein College of Medicine of Yeshiva
University

Edited comments by Dr Citron

Evolution of eligibility criteria for CALGB 9741 trial

As a clinical oncologist and investigator, I wanted the eligibility criteria to reflect the average breast cancer patient being treated by an oncologist with adjuvant chemotherapy. I also wanted to make it as easy as possible for oncologists to enroll patients.

The decision to accept a low baseline granulocyte count was very important. For years in the treatment of testicular cancer, we would not delay treatment because of a low count, when the goal of therapy was cure. It made sense to apply this policy to adjuvant therapy in node-positive breast cancer as well. In addition, we wanted to increase participation by African-Americans, and benign neutropenia occurs in approximately 10 percent of this population. We didn’t want to exclude them. We also wanted the arms to be balanced to prevent dose interruption and allow full-dose therapy. The easiest way to achieve that was to allow a low absolute neutrophil count (ANC) of 1,000.

Trial design and rationale for dose selection

We treated approximately 2,000 patients between four arms. The drug sequence varied in each arm, but the drugs used and the dosages were identical.

When this trial was designed in 1996, questions were raised about the optimal doses and schedules for each of the drugs. NSABP B-22 had just shown no benefit to dose escalation of cyclophosphamide, and CALGB 9344 was testing a higher dose of doxorubicin, so at that point we thought it best to go with the standard dose. There was also a lot of discussion about whether paclitaxel should be given as a 24- or a three-hour infusion. But, it was important to design the trial for outpatients. In addition, preliminary evidence from the Gynecologic Oncology Group’s trial in second-line ovarian cancer showed that those two types of infusion were equivalent. The doses were pretty much derived from standard medical practice.

Efficacy of dose-dense chemotherapy

The trial had a two-by-two factorial design, and the results presented at San Antonio compared the two dose-dense arms to the two sequential arms. One disadvantage of the two-by-two analysis is that it precludes pair-wise comparison of the two dose-dense arms. We will present all four arms in the manuscript, but the dose-dense arms had similar findings.

At a median follow-up of three years, dose-dense treatment was associated with a 26 percent proportional reduction in relapse and a 31 percent proportional reduction in mortality. We had expected 515 relapses based on CALGB 8541, the CAF dose-intensive trial, however there were only 315 recurrences.

The four-year disease-free survival was 82 percent for dose-dense therapy and 75 percent for the every-three-week regimens. I was surprised by the magnitude of the difference — seven percent at four years is significant. We’ll have to see whether the survival benefit is lost or confirmed with further follow-up.

Most patients received the optimal doses of their drugs in all arms, which may be related to the low ANC requirement and the fact that less than eight percent of treatment cycles were delayed. This assured us that the benefits of dosedensity could not be attributed to a lower dose or further dose delays in the conventional regimens — the arms were balanced in that regard.

Toxicity of dose-dense chemotherapy

The advantages of dose density were not accompanied by an increase in toxicity. In fact, the major difference in side effects was leukopenia, defined as less than 500 granulocytes, which was significantly more common in the every-three-week arms, with a P value of less than 0.0001. The incidence of hospitalization for febrile neutropenia was also slightly higher in the everythree- week arms, but it was uncommon in all arms.

Everyone was concerned about leukemia, but the results do not appear different than the prior protocol, CALGB 9344, at the same exact time point. The incidence is slightly less in the dose-dense arms, although not statistically significant. Dose density also appeared to have no impact on cardiac toxicity, which was less than two percent in all arms.

For certain complications, we had information on only the first 100 patients in each arm. One of these was the incidence of red blood cell transfusions, which was 13 percent on the concurrent, dose-dense regimen, while only three percent or less in the other arms.

This is difficult to understand, both from my experience in giving dose-dense therapy and chemotherapy in general, because aggressive use of red-cell stimulating factors generally prevents that complication. This was the only major side effect seen with dose-dense therapy.

Interestingly, severe post-chemotherapy neurologic toxicity was slightly greater in the patients who received concurrent chemotherapy, whether it was every-two- or every-three-weeks. I can’t explain that because we don’t consider cyclophosphamide to be neurotoxic.

It may be just a statistical quirk, but I’ve begun asking my patients on AC if they’re having any neurological problems. Occasionally I hear complaints of paraesthesias in those patients, which I had previously attributed to dexamethasone. I’m watching it more carefully now.

Effect of hormone receptor status on impact of dose-dense chemotherapy

Because of the controversy regarding hormone responsiveness and paclitaxel, there was concern that hormone receptor status would affect responsiveness to therapy in this trial. However, there was no significant difference based on receptor status with dose-dense therapy. We did not plan this analysis, but because of the controversy, we looked at that subset in retrospect. There was a 19 percent reduction in patients with ER-positive disease and a 32 percent reduction in patients with ER-negative disease. There was really no difference — it works in both subsets.

A number of oncologists will not use ACT in ER-positive patients, but I think dose-dense therapy can be applied to both ER-positive and ER-negative patients with node-positive disease. I want further follow-up from the study before I start using dose density in some of the node-negative patients — generally I’m treating them with an every-three-week regimen at this point. In lower-risk patients with node-negative disease, I generally give AC times four.

Areas of future research in dose-dense therapy

We still need to verify the effect of dose-dense therapy, because the two-by-two design doesn’t allow us to look at the individual arms with sufficient power. We need another large trial that’s not diluted by the two-by-two effect to determine the magnitude of the difference between dose-dense and conventional dosing. We also need to refine the four arms to prove which has the highest cure rate. That would be my next step.

There are a number of other ways to study dose density. The fact that sequential versus combination therapy appears to be equivalent opens up the feasibility of studying a number of therapies sequentially — chemotherapy, monotherapy and biological therapies — in a potentially curative manner. We didn’t do a quality-of-life companion in this trial, but based on my experience, it stands to reason that one drug is less toxic than two, and that sequential therapy will probably be better tolerated in the older age group. This needs to be studied because the ability to give full-dose chemotherapy in the elderly is important.

Another issue to consider is further decreasing the dose-dense interval, so that you treat again as soon as the monocytes recover. It’s a little more difficult to consider this in the AC arms, because AC may cause esophagitis and other problems that may be more difficult to manage if associated with neutropenia.

Acceptance of dose density in clinical practice

Dose-dense therapy is definitely a therapeutic option for high-risk patients with breast cancer at this time. It is not the standard of care, but an alternative to discuss with patients at risk for relapse within the next three or four years. In my older patients, who may not be able to tolerate combination treatment, I use sequential ATC, and I think we’ll find sequential, dose-dense ATC will be tolerated well by the elderly.

I always present patients with their options, and I like to hear what they have to say. In general, patients want the treatment with the most potential for cure. Many also want to receive the treatment quickly — in fact, that’s one of the most common reasons patients express for wanting dose-dense therapy. I was initially embargoed from revealing the results of CALGB 9741, but now I discuss it with patients. I give them my take on the literature and my recommendation.

Most oncologists like to see five-years of follow-up in an adjuvant study. I find when I talk to physicians about emerging trends, you can generally divide the reactions into thirds. One third embrace it, a second third are not sure and the remaining third are definitely against it. I’ve been surprised how positively dose-dense therapy has been received. As I talk to physicians, I find they are often already using or at least considering it. This approach appears to be more widely accepted than I had expected at this time.

Personal reflections on oncology research and practice

I love oncology — I have a great practice, terrific patients, and a great staff. I enjoy my work. I am tired at the end of the day, like everyone else, but I almost always feel good about it. And I love research. Preparing the paper for CALGB 9741 has been a very interesting experience for me, and I’ve been totally immersed in it for about six months. I enjoy chess and, like chess, research is an enjoyable, intellectual challenge. For years, I worked in a laboratory studying DNA repair, and I always found it interesting to study basic mechanisms and then design clinical experiments.

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Michael Baum, ChM, FRCS
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Peter Ravdin, MD, PhD
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Charles L Vogel, MD, FACP
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Marc L Citron, MD
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